Forms for overseas issuers

Find forms to give notice or record a new overseas issuer

An overseas entity may be able to extend an offer that is registered in its home jurisdiction into NZ. This can be done under the Australian recognition regime, under the Asia Region Funds Passport regulations, or under an exemption that has been granted by the FMA.

Form to record a new overseas issuer

Online form — Record a new overseas issuer

Forms for offers and offerors under the Australian recognition regime

Form DMR-1 — Opt-in notice — Australian recognition regime PDF, 150 KB opens in a new window

Form DMR-2 — Notice of change to document PDF, 144 KB opens in a new window

Form DMR-3 — Notice of change of address for service PDF, 147 KB opens in a new window

Form DMR-4 — Notice of supplementary or replacement Australian disclosure document PDF, 144 KB opens in a new window

Form DMR-5 — Notice of change to the constitution PDF, 146 KB opens in a new window

Form DMR-6 — Notice of grant of, amendment to or revocation of the exemption or declaration PDF, 162 KB opens in a new window

Form DMR-7 — Notice of enforcement action or exercise of power by Australian regulator PDF, 147 KB opens in a new window

Form DMR-8 — Notice to Registrar of intention to make an offer under Australian recognition scheme PDF, 140 KB opens in a new window

Forms for offers and offerors under the Asia Region Funds Passport regulations

Form ARFP-1 — Opt-in notice — Asia Region Funds Passport PDF, 148 KB opens in a new window

Form ARFP-2 — Notice to Registrar of intention to make an offer under passport fund recognition regime PDF, 143 KB opens in a new window

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Overseas issuers

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Debt and equity securities, and derivatives offers

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